About the AEGIS SEF 

Regulatory Disclaimer
AEGIS SEF, LLC (“AEGIS”), a wholly-owned subsidiary of AEGIS Hedging Solutions, LLC, is registered as a Swap Execution Facility (“SEF”) under the authority of the Commodity Futures Trading Commission (“CFTC”) pursuant to Section 5h (7 U.S.C. 5h) of the Commodity Exchange Act (“CEA”) and Part 37 (17 C.F.R. Part 37) of the CFTC Regulations thereunder.

Over-The-Counter (OTC) derivatives are not suitable for all investors and involve the risk of loss. All SEF Contracts available to be traded on the AEGIS-SEF Platform are uncleared bilateral swaps that are “permitted transactions” as defined in Section 37.9(c)(1) of the CFTC’s Regulations (17 C.F.R. 37.9(c)(1)).

All matters pertaining to the use of the Order Book or the Request for Quotes (RFQ) functionality of the AEGIS-SEF Platform to solicit bids/offers for, and execute, uncleared bilateral swaps are expressly subject to the rules set forth in the AEGIS-SEF Rulebook. Current rules should be consulted in all cases including matters relevant to SEF Contract specifications. AEGIS reserves the right to make changes and corrections to such rules at any time and without notice.

The content of the AEGIS-SEF Rulebook is provided on an "AS IS," "AS AVAILABLE" basis. AEGIS does not warrant the accuracy or completeness of the information, text, graphics, links, or other items contained on the AEGIS-SEF website, and AEGIS expressly disclaims liability for errors or omissions in these materials. AEGIS makes no commitment to update the information contained herein.

Any information denoting past or historical performance is not indicative of future performance and no reliance shall be placed on such information. No representations or warranties are made and nothing herein shall be construed to amount to an opinion or be binding on any person. Nothing contained in this material constitutes investment advice, nor does it constitute the solicitation of the purchase or sale of any swaps or options. The content is for general information only and should not be regarded as constituting an offer or a solicitation to buy or sell any swaps and should not be regarded as investment advice. Aegis does not represent that any material or information contained herein is appropriate for use or permitted in any jurisdiction or country where such use or distribution would be contrary to any applicable law or regulation.

Swaps trading should only be undertaken by investors who are Eligible Contract Participants (ECPs) within the meaning of Section 1a(18) of the CEA. Investors should seek their own expert trading advice and legal advice as relevant rules that may apply to a particular transaction could vary.

Except as otherwise noted, the content of https://aegis-hedging.com/swap-execution-facility, including but not limited to text, graphics and icons, are copyrighted materials of AEGIS and contain trademarks, service marks and trade names of AEGIS and/or its affiliates and licensors. ALL RIGHTS RESERVED. You may use the content to learn about, evaluate or acquire services or products of AEGIS. You may not copy or display for redistribution to third parties for commercial purposes any portion of the content without the prior written permission of the AEGIS. This material is not required to be, and has not been, filed with the CFTC. The CFTC does not pass upon the adequacy or accuracy of this swap execution facility’s disclosure. Consequently, the CFTC has not reviewed or approved this material.

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