Swap Execution Facility (SEF) Compliance

Rulebook	Current
Rulebook - Redlined #3	Nov 21, 2022
AEGIS SEF Weekly Notification	Nov 3, 2022
(Ex K) AEGIS SEF Exhibit K Fee Schedule	Nov 3, 2022
Rulebook - Redlined #2	Oct 19, 2022
Rulebook 10/14/2022	Oct 14, 2022
Rulebook - Redlined	Oct 14, 2022
AEGIS SEF Rule Amendment	Sept 22, 2022
Rulebook 9/13/2022	Sept 13, 2022
Rulebook - Redlined	Sept 13, 2022
AEGIS SEF Product Listings (Rulebook Chapters 1000+)	Current
AEGIS SEF Product Table	Aug 30, 2022
AEGIS SEF Self-Certification	Aug 30, 2022
AEGIS SEF Weekly Notification	July 28, 2022
Rulebook 7/20/2022	July 20, 2022
(Ex N-7) AEGIS SEF ISV Agreement	July 20, 2022
(Ex K) AEGIS SEF Exhibit K Fee Schedule	July 20, 2022

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Commodity Interest Trading involves risk and, therefore, is not appropriate for all persons; failure to manage commercial risk by engaging in some form of hedging also involves risk. Past performance is not necessarily indicative of future results. Neither this trading advisor nor any of its trading principals offer a trading program to clients, nor do they propose guiding or directing a commodity interest account for any client based on any such trading program.